ACC Houston Best Practices CLE: Raising Capital in the US "Soup to Nuts"

April 19, 2018
11:30 AM - 1:00 PM
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McCormick & Schmick's Uptown Park
1151 Uptown Park Blvd.
Houston, TX 77056
 Directions

Overview

ACC Houston Best Practices CLE: Raising Capital in the US
"Soup to Nuts"

This presentation will provide an overview of the various types of capital-raising options available to companies and the regulatory framework governing each of these options. Specific topics to be covered include:

  • IPOs, Regulation A+ and private offerings
  • Impact of the SEC and FINRA on the offering process
  • Key players and documentation in the process
  • Best practices to implement and common pitfalls to avoid
  • Navigating state blue sky laws
  • Ongoing reporting requirements upon completion of the offering


 

Speakers

Jason B. Beauvais, Senior Vice President, General Counsel, Chief Compliance Officer and Secretary, Main Street Capital Corporation
Harry S. Pangas, Partner, Eversheds Sutherland
Darryl Smith, Counsel, Eversheds Sutherland 

Notes

The Association of Corporate Counsel (ACC) is a global bar association that promotes the common professional and business interests of in-house counsel who work for and whose primary responsibility is providing legal advice to corporations, associations and other private-sector organizations. Accordingly, the ACC Houston Chapter reserves the right to limit attendance at any of its Continuing Legal Education (CLE) events to ACC Houston Chapter members or non-ACC chapter member in-house attorneys only. If you are not an in-house attorney and wish to attend a CLE event, you may only do so, space permitting, if you are accompanied by an in-house attorney from your company or organization.

CLE

Credits: 1.0 hours (Includes .25 hrs Ethics credits)
State: TX

Contact

Elena Baer
Phone: 713-839-0808
E-mail: acchouston@accglobal.com

Sponsored by

Eversheds Sutherland (US) LLP

Tickets

$0.00 Member Ticket

$0.00 Guest Ticket
*Must be In-House Counsel